高光谱图像分类

参考论文：《HybridSN: Exploring 3-D–2-DCNN Feature Hierarchy for Hyperspectral Image Classification》
高光谱图像是立体数据，也有光谱维数，仅凭2-D-CNN无法从光谱维度中提取出具有良好鉴别能力的feature maps，3-D-CNN在计算上更加复杂，对于在许多光谱带上具有相似纹理的类来说，单独使用也不会有很好的效果，混合CNN模型克服了之前模型的缺点，将3-D-CNN和2-D-CNN层组合到该模型中，充分利用光谱和空间特征图，以达到最大可能的精度。
2D卷积和3D卷积的区别：
对一个图像进行2D卷积将输出一个图像，施加在多个图像上的2D卷积(将它们视为不同的通道)也输出一个图像，因此，2D 卷积在每次卷积运算之后会丢失输入信号的时间信息。3D卷积核可以输出一个3维的卷积结果，因此3D卷积可以保留时空特征。
本文代码在Colab上运行

1.准备

!wget http://www.ehu.eus/ccwintco/uploads/6/67/Indian_pines_corrected.mat
!wget http://www.ehu.eus/ccwintco/uploads/c/c4/Indian_pines_gt.mat
!pip install spectral
import numpy as np
import matplotlib.pyplot as plt
import scipy.io as sio
from sklearn.decomposition import PCA
from sklearn.model_selection import train_test_split
from sklearn.metrics import confusion_matrix,accuracy_score,classification_report,cohen_kappa_score
import spectral
import torch
import torchvision
import torch.nn as nn
import torch.nn.functional as F
import torch.optim as optim

2.网络结构

三维卷积部分：
conv1：（1, 30, 25, 25）， 8个 7x3x3 的卷积核 ==>（8, 24, 23, 23）
conv2：（8, 24, 23, 23）， 16个 5x3x3 的卷积核 ==>（16, 20, 21, 21）
conv3：（16, 20, 21, 21），32个 3x3x3 的卷积核 ==>（32, 18, 19, 19）
接下来要进行二维卷积，因此把前面的 32*18 reshape 一下，得到 （576, 19, 19）
二维卷积：（576, 19, 19） 64个 3x3 的卷积核，得到 （64, 17, 17）
接下来是一个 flatten 操作，变为 18496 维的向量，
接下来依次为256，128节点的全连接层，都使用比例为0.4的 Dropout
最后输出为 16 个节点，是最终的分类类别数。

class HybridSN(nn.Module):
  def __init__(self):
    super(HybridSN,self).__init__()
    self.conv3d_1=nn.Sequential(
        nn.Conv3d(1,8,kernel_size=(7,3,3),stride=1,padding=0),
        nn.BatchNorm3d(8),
        nn.ReLU(inplace=True),
    )
    self.conv3d_2 = nn.Sequential(
        nn.Conv3d(8, 16, kernel_size=(5, 3, 3), stride=1, padding=0),
        nn.BatchNorm3d(16),
        nn.ReLU(inplace = True),
    ) 
    self.conv3d_3 = nn.Sequential(
        nn.Conv3d(16, 32, kernel_size=(3, 3, 3), stride=1, padding=0),
        nn.BatchNorm3d(32),
        nn.ReLU(inplace = True)
    )

    self.conv2d = nn.Sequential(
        nn.Conv2d(576, 64, kernel_size=(3, 3), stride=1, padding=0),
        nn.BatchNorm2d(64),
        nn.ReLU(inplace = True),
    )
    self.fc1 = nn.Linear(18496,256)
    self.fc2 = nn.Linear(256,128)
    self.fc3 = nn.Linear(128,16)
    self.dropout = nn.Dropout(p = 0.4)

  def forward(self,x):
    out = self.conv3d_1(x)
    out = self.conv3d_2(out)
    out = self.conv3d_3(out)
    out = self.conv2d(out.reshape(out.shape[0],-1,19,19))
    out = out.reshape(out.shape[0],-1)
    out = F.relu(self.dropout(self.fc1(out)))
    out = F.relu(self.dropout(self.fc2(out)))
    out = self.fc3(out)
    return out

3.数据处理

首先对高光谱数据实施PCA降维；然后创建 keras 方便处理的数据格式；然后随机抽取 10% 数据做为训练集，剩余的做为测试集。

# 对高光谱数据 X 应用 PCA 变换
def applyPCA(X, numComponents):
    newX = np.reshape(X, (-1, X.shape[2]))
    pca = PCA(n_components=numComponents, whiten=True)
    newX = pca.fit_transform(newX)
    newX = np.reshape(newX, (X.shape[0], X.shape[1], numComponents))
    return newX

# 对单个像素周围提取 patch 时，边缘像素就无法取了，因此，给这部分像素进行 padding 操作
def padWithZeros(X, margin=2):
    newX = np.zeros((X.shape[0] + 2 * margin, X.shape[1] + 2* margin, X.shape[2]))
    x_offset = margin
    y_offset = margin
    newX[x_offset:X.shape[0] + x_offset, y_offset:X.shape[1] + y_offset, :] = X
    return newX

# 在每个像素周围提取 patch ，然后创建成符合 keras 处理的格式
def createImageCubes(X, y, windowSize=5, removeZeroLabels = True):
    # 给 X 做 padding
    margin = int((windowSize - 1) / 2)
    zeroPaddedX = padWithZeros(X, margin=margin)
    # split patches
    patchesData = np.zeros((X.shape[0] * X.shape[1], windowSize, windowSize, X.shape[2]))
    patchesLabels = np.zeros((X.shape[0] * X.shape[1]))
    patchIndex = 0
    for r in range(margin, zeroPaddedX.shape[0] - margin):
        for c in range(margin, zeroPaddedX.shape[1] - margin):
            patch = zeroPaddedX[r - margin:r + margin + 1, c - margin:c + margin + 1]   
            patchesData[patchIndex, :, :, :] = patch
            patchesLabels[patchIndex] = y[r-margin, c-margin]
            patchIndex = patchIndex + 1
    if removeZeroLabels:
        patchesData = patchesData[patchesLabels>0,:,:,:]
        patchesLabels = patchesLabels[patchesLabels>0]
        patchesLabels -= 1
    return patchesData, patchesLabels

def splitTrainTestSet(X, y, testRatio, randomState=345):
    X_train, X_test, y_train, y_test = train_test_split(X, y, test_size=testRatio, random_state=randomState, stratify=y)
    return X_train, X_test, y_train, y_test
#类别
class_num = 16
X = sio.loadmat('Indian_pines_corrected.mat')['indian_pines_corrected']
y = sio.loadmat('Indian_pines_gt.mat')['indian_pines_gt']

# 用于测试样本的比例
test_ratio = 0.90
# 每个像素周围提取 patch 的尺寸
patch_size = 25
# 使用 PCA 降维，得到主成分的数量
pca_components = 30

print('Hyperspectral data shape: ', X.shape)
print('Label shape: ', y.shape)

print('\n... ... PCA tranformation ... ...')
X_pca = applyPCA(X, numComponents=pca_components)
print('Data shape after PCA: ', X_pca.shape)

print('\n... ... create data cubes ... ...')
X_pca, y = createImageCubes(X_pca, y, windowSize=patch_size)
print('Data cube X shape: ', X_pca.shape)
print('Data cube y shape: ', y.shape)

print('\n... ... create train & test data ... ...')
Xtrain, Xtest, ytrain, ytest = splitTrainTestSet(X_pca, y, test_ratio)
print('Xtrain shape: ', Xtrain.shape)
print('Xtest  shape: ', Xtest.shape)

# 改变 Xtrain, Ytrain 的形状，以符合 keras 的要求
Xtrain = Xtrain.reshape(-1, patch_size, patch_size, pca_components, 1)
Xtest  = Xtest.reshape(-1, patch_size, patch_size, pca_components, 1)
print('before transpose: Xtrain shape: ', Xtrain.shape) 
print('before transpose: Xtest  shape: ', Xtest.shape) 

# 为了适应 pytorch 结构，数据要做 transpose
Xtrain = Xtrain.transpose(0, 4, 3, 1, 2)
Xtest  = Xtest.transpose(0, 4, 3, 1, 2)
print('after transpose: Xtrain shape: ', Xtrain.shape) 
print('after transpose: Xtest  shape: ', Xtest.shape) 


""" Training dataset"""
class TrainDS(torch.utils.data.Dataset): 
    def __init__(self):
        self.len = Xtrain.shape[0]
        self.x_data = torch.FloatTensor(Xtrain)
        self.y_data = torch.LongTensor(ytrain)        
    def __getitem__(self, index):
        # 根据索引返回数据和对应的标签
        return self.x_data[index], self.y_data[index]
    def __len__(self): 
        # 返回文件数据的数目
        return self.len

""" Testing dataset"""
class TestDS(torch.utils.data.Dataset): 
    def __init__(self):
        self.len = Xtest.shape[0]
        self.x_data = torch.FloatTensor(Xtest)
        self.y_data = torch.LongTensor(ytest)
    def __getitem__(self, index):
        # 根据索引返回数据和对应的标签
        return self.x_data[index], self.y_data[index]
    def __len__(self): 
        # 返回文件数据的数目
        return self.len

# 创建 trainloader 和 testloader
trainset = TrainDS()
testset  = TestDS()
train_loader = torch.utils.data.DataLoader(dataset=trainset, batch_size=128, shuffle=True, num_workers=2)
test_loader  = torch.utils.data.DataLoader(dataset=testset,  batch_size=128, shuffle=False, num_workers=2)

4.训练

device = torch.device("cuda:0" if torch.cuda.is_available() else "cpu")

# 网络放到GPU上
net = HybridSN().to(device)
criterion = nn.CrossEntropyLoss()
optimizer = optim.Adam(net.parameters(), lr=0.001)

# 开始训练
net.train()
total_loss = 0
for epoch in range(100):
    for i, (inputs, labels) in enumerate(train_loader):
        inputs = inputs.to(device)
        labels = labels.to(device)
        # 优化器梯度归零
        optimizer.zero_grad()
        # 正向传播 +　反向传播 + 优化 
        outputs = net(inputs)
        loss = criterion(outputs, labels)
        loss.backward()
        optimizer.step()
        total_loss += loss.item()
    print('[Epoch: %d]   [loss avg: %.4f]   [current loss: %.4f]' %(epoch + 1, total_loss/(epoch+1), loss.item()))

print('Finished Training')
path = 'model'+ '.pth'
torch.save(net, path)

训练结果：

5.测试

count = 0
# 模型测试
net.eval()
for inputs, _ in test_loader:
    inputs = inputs.to(device)
    outputs = net(inputs)
    outputs = np.argmax(outputs.detach().cpu().numpy(), axis=1)
    if count == 0:
        y_pred_test =  outputs
        count = 1
    else:
        y_pred_test = np.concatenate( (y_pred_test, outputs) )

# 生成分类报告
classification = classification_report(ytest, y_pred_test, digits=4)
print(classification)

测试结果：

若每次测试结果都不相同，可能是因为在模型测试前没有加model.eval()
model.train():启用 BatchNormalization 和 Dropout
model.eval():不启用 BatchNormalization 和 Dropout，保证BN和dropout不发生变化，pytorch框架会自动把BN和Dropout固定住，不会取平均，而是用训练好的值，不然的话，一旦test的batch_size过小，很容易就会被BN层影响结果。

6.附加函数显示结果

from operator import truediv

def AA_andEachClassAccuracy(confusion_matrix):
    counter = confusion_matrix.shape[0]
    list_diag = np.diag(confusion_matrix)
    list_raw_sum = np.sum(confusion_matrix, axis=1)
    each_acc = np.nan_to_num(truediv(list_diag, list_raw_sum))
    average_acc = np.mean(each_acc)
    return each_acc, average_acc


def reports (test_loader, y_test, name):
    count = 0
    # 模型测试
    for inputs, _ in test_loader:
        inputs = inputs.to(device)
        outputs = net(inputs)
        outputs = np.argmax(outputs.detach().cpu().numpy(), axis=1)
        if count == 0:
            y_pred =  outputs
            count = 1
        else:
            y_pred = np.concatenate( (y_pred, outputs) )

    if name == 'IP':
        target_names = ['Alfalfa', 'Corn-notill', 'Corn-mintill', 'Corn'
                        ,'Grass-pasture', 'Grass-trees', 'Grass-pasture-mowed', 
                        'Hay-windrowed', 'Oats', 'Soybean-notill', 'Soybean-mintill',
                        'Soybean-clean', 'Wheat', 'Woods', 'Buildings-Grass-Trees-Drives',
                        'Stone-Steel-Towers']
    elif name == 'SA':
        target_names = ['Brocoli_green_weeds_1','Brocoli_green_weeds_2','Fallow','Fallow_rough_plow','Fallow_smooth',
                        'Stubble','Celery','Grapes_untrained','Soil_vinyard_develop','Corn_senesced_green_weeds',
                        'Lettuce_romaine_4wk','Lettuce_romaine_5wk','Lettuce_romaine_6wk','Lettuce_romaine_7wk',
                        'Vinyard_untrained','Vinyard_vertical_trellis']
    elif name == 'PU':
        target_names = ['Asphalt','Meadows','Gravel','Trees', 'Painted metal sheets','Bare Soil','Bitumen',
                        'Self-Blocking Bricks','Shadows']
    
    classification = classification_report(y_test, y_pred, target_names=target_names)
    oa = accuracy_score(y_test, y_pred)
    confusion = confusion_matrix(y_test, y_pred)
    each_acc, aa = AA_andEachClassAccuracy(confusion)
    kappa = cohen_kappa_score(y_test, y_pred)
    
    return classification, confusion, oa*100, each_acc*100, aa*100, kappa*100
#将结果写在文件里
classification, confusion, oa, each_acc, aa, kappa = reports(test_loader, ytest, 'IP')
classification = str(classification)
confusion = str(confusion)
file_name = "classification_report.txt"

with open(file_name, 'w') as x_file:
    x_file.write('\n')
    x_file.write('{} Kappa accuracy (%)'.format(kappa))
    x_file.write('\n')
    x_file.write('{} Overall accuracy (%)'.format(oa))
    x_file.write('\n')
    x_file.write('{} Average accuracy (%)'.format(aa))
    x_file.write('\n')
    x_file.write('\n')
    x_file.write('{}'.format(classification))
    x_file.write('\n')
    x_file.write('{}'.format(confusion))
#显示结果
# load the original image
X = sio.loadmat('Indian_pines_corrected.mat')['indian_pines_corrected']
y = sio.loadmat('Indian_pines_gt.mat')['indian_pines_gt']

height = y.shape[0]
width = y.shape[1]

X = applyPCA(X, numComponents= pca_components)
X = padWithZeros(X, patch_size//2)

# 逐像素预测类别
outputs = np.zeros((height,width))
for i in range(height):
    for j in range(width):
        if int(y[i,j]) == 0:
            continue
        else :
            image_patch = X[i:i+patch_size, j:j+patch_size, :]
            image_patch = image_patch.reshape(1,image_patch.shape[0],image_patch.shape[1], image_patch.shape[2], 1)
            X_test_image = torch.FloatTensor(image_patch.transpose(0, 4, 3, 1, 2)).to(device)                                   
            prediction = net(X_test_image)
            prediction = np.argmax(prediction.detach().cpu().numpy(), axis=1)
            outputs[i][j] = prediction+1
    if i % 20 == 0:
        print('... ... row ', i, ' handling ... ...')
predict_image = spectral.imshow(classes = outputs.astype(int),figsize =(5,5))

7.改进

高光谱图像的特征中，局部关键性区域往往集中在某小块区域。当遇到某些混合像元或者在分类边界上的像元情况时，学习模型只有在找到其中正确的像元特征时才能有效分类，这些特征通常处于像元邻域块中的某小块区域。因此，如果模型在全部特征向量上进行特征提取，可能由于特征向量中存在某些不相关区域而导致次优结果。采用空间注意力，尝试更多地关注与正确特征相关的空间区域。在输出特征后，构建空间注意力权重学习模块，学习空间域中局部关键性特征的权重分布，最后将空间注意力特征输入到下一模块,从而构建一个新的网络。